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- SEC_Rule_17a-4 abstract "SEC Rule 17a-4 is a regulation issued by the U.S. Securities and Exchange Commission pursuant to its regulatory authority under the US Securities Exchange Act of 1934 (Known simply as the \"Exchange Act\") which outlines requirements for data retention, indexing, and accessibility for companies which deal in the trade or brokering of financial securities such as stocks, bonds, and futures. According to the rule, records of numerous types of transactions must be retained and indexed on indelible media with immediate accessibility for a period of six months, and with non-immediate access for a period of at least two years. Duplicate records must also be kept within the same time frame at an off-site location.".
- SEC_Rule_17a-4 wikiPageExternalLink 240.17a-4.
- SEC_Rule_17a-4 wikiPageExternalLink 34-47806.htm.
- SEC_Rule_17a-4 wikiPageID "25948965".
- SEC_Rule_17a-4 wikiPageLength "1345".
- SEC_Rule_17a-4 wikiPageOutDegree "10".
- SEC_Rule_17a-4 wikiPageRevisionID "685648886".
- SEC_Rule_17a-4 wikiPageWikiLink Broker.
- SEC_Rule_17a-4 wikiPageWikiLink Category:Data_retention.
- SEC_Rule_17a-4 wikiPageWikiLink Category:U.S._Securities_and_Exchange_Commission.
- SEC_Rule_17a-4 wikiPageWikiLink Category:United_States_securities_law.
- SEC_Rule_17a-4 wikiPageWikiLink Data_retention.
- SEC_Rule_17a-4 wikiPageWikiLink Financial_transaction.
- SEC_Rule_17a-4 wikiPageWikiLink Securities_Exchange_Act_of_1934.
- SEC_Rule_17a-4 wikiPageWikiLink Security_(finance).
- SEC_Rule_17a-4 wikiPageWikiLink U.S._Securities_and_Exchange_Commission.
- SEC_Rule_17a-4 wikiPageWikiLink Wikt:duplicate.
- SEC_Rule_17a-4 wikiPageWikiLinkText "Securities and Exchange Commission Rule 17a-4".
- SEC_Rule_17a-4 wikiPageUsesTemplate Template:Reflist.
- SEC_Rule_17a-4 subject Category:Data_retention.
- SEC_Rule_17a-4 subject Category:U.S._Securities_and_Exchange_Commission.
- SEC_Rule_17a-4 subject Category:United_States_securities_law.
- SEC_Rule_17a-4 hypernym Regulation.
- SEC_Rule_17a-4 type Agency.
- SEC_Rule_17a-4 type Datum.
- SEC_Rule_17a-4 type Security.
- SEC_Rule_17a-4 comment "SEC Rule 17a-4 is a regulation issued by the U.S. Securities and Exchange Commission pursuant to its regulatory authority under the US Securities Exchange Act of 1934 (Known simply as the \"Exchange Act\") which outlines requirements for data retention, indexing, and accessibility for companies which deal in the trade or brokering of financial securities such as stocks, bonds, and futures.".
- SEC_Rule_17a-4 label "SEC Rule 17a-4".
- SEC_Rule_17a-4 sameAs Q7389629.
- SEC_Rule_17a-4 sameAs m.0b6l9zg.
- SEC_Rule_17a-4 sameAs Q7389629.
- SEC_Rule_17a-4 wasDerivedFrom SEC_Rule_17a-4?oldid=685648886.
- SEC_Rule_17a-4 isPrimaryTopicOf SEC_Rule_17a-4.