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- Uniform_Securities_Act abstract "The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law. It was created by the National Conference of Commissioners on Uniform State Laws (NCCUSL).The purpose of the Uniform Securities Act is to provide model legislation that can be adopted by a state to deal with securities fraud at the state level, supplementing enforcement and regulation efforts of the U.S. Securities and Exchange Commission (SEC). Not all investments are covered federally and not all investment dealers are registered at the federal level, so the SEC does not have authority over all securities and securities transactions. As a result, there is a need for state-level security regulations to protect investors with respect to these securities. The Uniform Securities Act provides model legislation that can be enacted by a state to provide this protection. The state security laws are often known as blue sky laws.The Act was first promulgated in 1930, when it was entitled the Uniform Sales of Securities Act of 1930. The 1930 Act met with limited success, enacted by only five jurisdictions. In 1943, the NCCUSL dropped the Act from its list of Uniform Acts.The Act was substantially revised in 1956, as the Uniform Securities Act of 1956. This revision was much more successful, and was adopted by 37 jurisdictions. The act was revised again in 1985 as the Uniform Securities Act of 1985, and amended in 1988, but few states adopted these changes, and instead continued to operate under the 1956 Act.The most recent revision of the Act is the Uniform Securities Act of 2002. As of January 2009, the 2002 Act has been enacted in Georgia, Hawaii, Idaho, Indiana, Iowa, Kansas, Maine, Minnesota, Missouri, Oklahoma, South Carolina, South Dakota, Vermont, Wisconsin and the US Virgin Islands.The 2002 Act has been endorsed by the following organizations: American Bar Association (ABA) ABA Business Law and Litigation Sections Certified Financial Planner Board of Standards Investment Counsel Association of America (ICAA) (now the Investment Adviser Association (IAA)) National Association of Securities Dealers (NASD) New York Stock Exchange (NYSE) North American Securities Administrators Association (NASAA) Securities Industry Association (SIA)↑ 1.0 1.1 1.2 ↑ ↑ ↑ ↑ ↑ ↑".
- Uniform_Securities_Act wikiPageExternalLink Seligman.pdf.
- Uniform_Securities_Act wikiPageExternalLink www.investopedia.com.
- Uniform_Securities_Act wikiPageExternalLink uniformsecuritiesact.asp.
- Uniform_Securities_Act wikiPageExternalLink UniformSecuritesAct1956withcomments.pdf.
- Uniform_Securities_Act wikiPageExternalLink 2002final.htm.
- Uniform_Securities_Act wikiPageID "13554756".
- Uniform_Securities_Act wikiPageLength "4946".
- Uniform_Securities_Act wikiPageOutDegree "29".
- Uniform_Securities_Act wikiPageRevisionID "535792893".
- Uniform_Securities_Act wikiPageWikiLink American_Bar_Association.
- Uniform_Securities_Act wikiPageWikiLink Blue_sky_law.
- Uniform_Securities_Act wikiPageWikiLink Category:Uniform_Acts.
- Uniform_Securities_Act wikiPageWikiLink Category:United_States_securities_law.
- Uniform_Securities_Act wikiPageWikiLink Financial_Industry_Regulatory_Authority.
- Uniform_Securities_Act wikiPageWikiLink Georgia_(U.S._state).
- Uniform_Securities_Act wikiPageWikiLink Hawaii.
- Uniform_Securities_Act wikiPageWikiLink Idaho.
- Uniform_Securities_Act wikiPageWikiLink Indiana.
- Uniform_Securities_Act wikiPageWikiLink Iowa.
- Uniform_Securities_Act wikiPageWikiLink Kansas.
- Uniform_Securities_Act wikiPageWikiLink List_of_Uniform_Acts_(United_States).
- Uniform_Securities_Act wikiPageWikiLink Maine.
- Uniform_Securities_Act wikiPageWikiLink Minnesota.
- Uniform_Securities_Act wikiPageWikiLink Missouri.
- Uniform_Securities_Act wikiPageWikiLink National_Association_of_Securities_Dealers.
- Uniform_Securities_Act wikiPageWikiLink National_Conference_of_Commissioners_on_Uniform_State_Laws.
- Uniform_Securities_Act wikiPageWikiLink National_Securities_Markets_Improvement_Act_of_1996.
- Uniform_Securities_Act wikiPageWikiLink New_York_Stock_Exchange.
- Uniform_Securities_Act wikiPageWikiLink North_American_Securities_Administrators_Association.
- Uniform_Securities_Act wikiPageWikiLink Oklahoma.
- Uniform_Securities_Act wikiPageWikiLink Securities_Industry_and_Financial_Markets_Association.
- Uniform_Securities_Act wikiPageWikiLink Securities_and_Exchange_Commission.
- Uniform_Securities_Act wikiPageWikiLink South_Carolina.
- Uniform_Securities_Act wikiPageWikiLink South_Dakota.
- Uniform_Securities_Act wikiPageWikiLink The_National_Securities_Markets_Improvement_Act_of_1996.
- Uniform_Securities_Act wikiPageWikiLink U.S._Securities_and_Exchange_Commission.
- Uniform_Securities_Act wikiPageWikiLink US_Virgin_Islands.
- Uniform_Securities_Act wikiPageWikiLink Uniform_Law_Commission.
- Uniform_Securities_Act wikiPageWikiLink Uniform_Securities_Agent_State_Law_Exam.
- Uniform_Securities_Act wikiPageWikiLink Uniform_Securities_Agent_State_Law_Examination.
- Uniform_Securities_Act wikiPageWikiLink United_States_Virgin_Islands.
- Uniform_Securities_Act wikiPageWikiLink Vermont.
- Uniform_Securities_Act wikiPageWikiLink Wisconsin.
- Uniform_Securities_Act wikiPageWikiLinkText "Uniform Securities Act".
- Uniform_Securities_Act hasPhotoCollection Uniform_Securities_Act.
- Uniform_Securities_Act wikiPageUsesTemplate Template:As_of.
- Uniform_Securities_Act wikiPageUsesTemplate Template:Cite_journal.
- Uniform_Securities_Act wikiPageUsesTemplate Template:Reflist.
- Uniform_Securities_Act subject Category:Uniform_Acts.
- Uniform_Securities_Act subject Category:United_States_securities_law.
- Uniform_Securities_Act hypernym Statute.
- Uniform_Securities_Act type Article.
- Uniform_Securities_Act type Act.
- Uniform_Securities_Act type Article.
- Uniform_Securities_Act type Security.
- Uniform_Securities_Act comment "The Uniform Securities Act (USA) is a model statute designed to guide each state in drafting its state securities law. It was created by the National Conference of Commissioners on Uniform State Laws (NCCUSL).The purpose of the Uniform Securities Act is to provide model legislation that can be adopted by a state to deal with securities fraud at the state level, supplementing enforcement and regulation efforts of the U.S. Securities and Exchange Commission (SEC).".
- Uniform_Securities_Act label "Uniform Securities Act".
- Uniform_Securities_Act sameAs m.03c97sw.
- Uniform_Securities_Act sameAs Q7885078.
- Uniform_Securities_Act sameAs Q7885078.
- Uniform_Securities_Act wasDerivedFrom Uniform_Securities_Act?oldid=535792893.
- Uniform_Securities_Act isPrimaryTopicOf Uniform_Securities_Act.