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- Roman_Sledziejowski abstract "Roman J. Sledziejowski (pronounced sleh-jay-YOV-ski) is a Polish-born investment manager widely recognized on Wall Street. After graduating from high school as class valedictorian, he attended Columbia University in New York City. In late 1990s Sledziejowski became one of the youngest licensed stockbrokers on Wall Street. He began his professional career at Salomon Smith Barney as an investment consultant in 1998, where he remained until 2002. From 2002 until 2004 he held the positions of Vice President and First Vice President for Prudential Financial, Inc. From 2004 until 2006, Sledziejowski served as a Senior Vice President of Investments and Firm's Investment Officer at Wachovia Securities. In 2006 he became the Chief Executive Officer of Innovest Holdings, a New York City–based financial services holding company with several subsidiary entities. Among them was an SEC registered Broker/Dealer catering mostly to Latin American Financial Market, TWS Financial, LLC.On November 28, 2012 The Financial Industry Regulatory Authority (FINRA) announced that it had filed a complaint against Sledziejowski, alleging his defalcating funds of three customers in the amount of more than $4 million through an alleged scheme, carried on primarily outside the securities firm TWS Financial, LLC. Allegations involved converting client funds to the use of an entity under his control for the purpose of acquiring control over an FDIC registered PNA Bank headquartered in Chicago, IL while allegedly providing inaccurate account reports to three of his customers who were Sledziejowski's long time business partners and investors in the planned acquisition. Sledziejowski and his firm TWS Financial catered primarily to international investors. Sledziejowski denied all allegations made by FINRA. TWS Financial, LLC. had several thousand clients and few hundred million dollars under management.On February 1, 2013, Sledziejowski entered into a settlement with FINRA, without admitting to any allegations in the complaint filed by FINRA. As part of the settlement, he did agree to permanently not associate with FINRA member firms. According to publicly available court records, Roman Sledziejowski denied all civil allegations made by several of his former clients and business partners. Litigations are proceeding under the auspices of Judge Sean Lane in Southern District of New York. Judge Sean Lane presided over the bankruptcy of American Airlines and its merger with US Airways in 2013.".
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- Roman_Sledziejowski wikiPageWikiLink Category:Living_people.
- Roman_Sledziejowski wikiPageWikiLink Columbia_University.
- Roman_Sledziejowski wikiPageWikiLink Financial_Industry_Regulatory_Authority.
- Roman_Sledziejowski wikiPageWikiLink Innovest_Holdings.
- Roman_Sledziejowski wikiPageWikiLink Prudential_Financial.
- Roman_Sledziejowski wikiPageWikiLink Prudential_Financial,_Inc..
- Roman_Sledziejowski wikiPageWikiLink Salomon_Brothers.
- Roman_Sledziejowski wikiPageWikiLink Salomon_Smith_Barney.
- Roman_Sledziejowski wikiPageWikiLink Valedictorian.
- Roman_Sledziejowski wikiPageWikiLink Wachovia_Securities.
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- Roman_Sledziejowski name "Sledziejowski, Roman".
- Roman_Sledziejowski placeOfBirth "Poznan, Poland".
- Roman_Sledziejowski shortDescription "Polish businessman".
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- Roman_Sledziejowski description "Polish businessman".
- Roman_Sledziejowski description "Polish businessman".
- Roman_Sledziejowski subject Category:Living_people.
- Roman_Sledziejowski hypernym Manager.
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- Roman_Sledziejowski comment "Roman J. Sledziejowski (pronounced sleh-jay-YOV-ski) is a Polish-born investment manager widely recognized on Wall Street. After graduating from high school as class valedictorian, he attended Columbia University in New York City. In late 1990s Sledziejowski became one of the youngest licensed stockbrokers on Wall Street. He began his professional career at Salomon Smith Barney as an investment consultant in 1998, where he remained until 2002.".
- Roman_Sledziejowski label "Roman Sledziejowski".
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- Roman_Sledziejowski wasDerivedFrom Roman_Sledziejowski?oldid=659528283.
- Roman_Sledziejowski givenName "Roman".
- Roman_Sledziejowski isPrimaryTopicOf Roman_Sledziejowski.
- Roman_Sledziejowski name "Roman Sledziejowski".
- Roman_Sledziejowski name "Sledziejowski, Roman".
- Roman_Sledziejowski surname "Sledziejowski".