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- Form_144 abstract "On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates. The amendments to Rule 144, among other things:Shorten the holding period for affiliate and non-affiliate holders of restricted securities of SEC-reporting companies to six months, subject to certain conditionsPermit unlimited resale by non-affiliate holders of restricted securities by complying only with the current public information condition for resale of restricted securities issued by SEC reporting companies made after the six-month holding period; and without complying with any Rule 144 conditions for resale of restricted securities issued by both SEC reporting and non-reporting companies made after a one-year holding period.permit resale of equity securities by affiliates that meet certain conditions through riskless principal transactions and brokers’ transactions in which the broker has published bid and asked quotations for the security in an alternative trading system.Eliminate the manner of sale conditions and ease the volume limitations for resale of debt securities by affiliates.Increase the thresholds that trigger the Form 144 filing requirement to 5,000 shares or $50,000.The SEC did not adopt previously proposed provisions relating to the tolling of holding periods in connection with hedging transactions.The amendments will become effective on February 15, 2008, and will apply to securities acquired before or after that date. BackgroundRule 144 regulates the resale of “restricted securities”1 and “control securities,”2 by establishing certain conditions that must be satisfied in order for the resale to be exempt from the Securities Act registration requirements pursuant to Section 4(1) of the Securities Act—a safe harbor from “underwriter” status for the selling security holder. The conditions include the following:There must be adequate current public information available about the issuer;If the securities being sold are restricted securities, the security holder must have held the security for a specified holding period;The resale must be within specified sales volume limitations;The resale must comply with the manner of sale requirements of the rule; andThe selling security holder must file Form 144 with the SEC if the amount of securities being sold exceeds specified thresholds.".
- Form_144 wikiPageExternalLink www.sec.gov.
- Form_144 wikiPageID "7111779".
- Form_144 wikiPageLength "7198".
- Form_144 wikiPageOutDegree "27".
- Form_144 wikiPageRevisionID "590912232".
- Form_144 wikiPageWikiLink Accredited_investor.
- Form_144 wikiPageWikiLink Affiliate.
- Form_144 wikiPageWikiLink Broker.
- Form_144 wikiPageWikiLink Cashless.
- Form_144 wikiPageWikiLink Category:SEC_filings.
- Form_144 wikiPageWikiLink Control_securities.
- Form_144 wikiPageWikiLink Debt_securities.
- Form_144 wikiPageWikiLink Equity_securities.
- Form_144 wikiPageWikiLink Hedging_transaction.
- Form_144 wikiPageWikiLink Holding_company.
- Form_144 wikiPageWikiLink Holding_period.
- Form_144 wikiPageWikiLink Manner_of_sale_conditions.
- Form_144 wikiPageWikiLink Market_maker.
- Form_144 wikiPageWikiLink Network_affiliate.
- Form_144 wikiPageWikiLink Non-participatory_preferred_stock.
- Form_144 wikiPageWikiLink Principal_transactions.
- Form_144 wikiPageWikiLink Public_information_condition.
- Form_144 wikiPageWikiLink Reporting_company.
- Form_144 wikiPageWikiLink Restricted_securities.
- Form_144 wikiPageWikiLink Restricted_stock.
- Form_144 wikiPageWikiLink Riskless.
- Form_144 wikiPageWikiLink Safe_harbor_(law).
- Form_144 wikiPageWikiLink Sales_volume.
- Form_144 wikiPageWikiLink Securities_Act_of_1933.
- Form_144 wikiPageWikiLink Securities_and_Exchange_Commission.
- Form_144 wikiPageWikiLink Security_(finance).
- Form_144 wikiPageWikiLink Security_holder.
- Form_144 wikiPageWikiLink Self-regulatory_organization.
- Form_144 wikiPageWikiLink Stock.
- Form_144 wikiPageWikiLink Trading_plan.
- Form_144 wikiPageWikiLink U.S._Securities_and_Exchange_Commission.
- Form_144 wikiPageWikiLink Underwriter.
- Form_144 wikiPageWikiLink Underwriting.
- Form_144 wikiPageWikiLinkText "144".
- Form_144 wikiPageWikiLinkText "Form 144".
- Form_144 hasPhotoCollection Form_144.
- Form_144 subject Category:SEC_filings.
- Form_144 comment "On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates.".
- Form_144 label "Form 144".
- Form_144 sameAs m.0h4qy6.
- Form_144 sameAs Q5469889.
- Form_144 sameAs Q5469889.
- Form_144 wasDerivedFrom Form_144?oldid=590912232.
- Form_144 isPrimaryTopicOf Form_144.