Matches in DBpedia 2016-04 for { ?s ?p "On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates. The amendments to Rule 144, among other things:Shorten the holding period for affiliate and non-affiliate holders of restricted securities of SEC-reporting companies to six months, subject to certain conditionsPermit unlimited resale by non-affiliate holders of restricted securities by complying only with the current public information condition for resale of restricted securities issued by SEC reporting companies made after the six-month holding period; and without complying with any Rule 144 conditions for resale of restricted securities issued by both SEC reporting and non-reporting companies made after a one-year holding period.permit resale of equity securities by affiliates that meet certain conditions through riskless principal transactions and brokers’ transactions in which the broker has published bid and asked quotations for the security in an alternative trading system.Eliminate the manner of sale conditions and ease the volume limitations for resale of debt securities by affiliates.Increase the thresholds that trigger the Form 144 filing requirement to 5,000 shares or $50,000.The SEC did not adopt previously proposed provisions relating to the tolling of holding periods in connection with hedging transactions.The amendments will become effective on February 15, 2008, and will apply to securities acquired before or after that date. BackgroundRule 144 regulates the resale of “restricted securities”1 and “control securities,”2 by establishing certain conditions that must be satisfied in order for the resale to be exempt from the Securities Act registration requirements pursuant to Section 4(1) of the Securities Act—a safe harbor from “underwriter” status for the selling security holder. The conditions include the following:There must be adequate current public information available about the issuer;If the securities being sold are restricted securities, the security holder must have held the security for a specified holding period;The resale must be within specified sales volume limitations;The resale must comply with the manner of sale requirements of the rule; andThe selling security holder must file Form 144 with the SEC if the amount of securities being sold exceeds specified thresholds."@en }
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- Form_144 abstract "On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates. The amendments to Rule 144, among other things:Shorten the holding period for affiliate and non-affiliate holders of restricted securities of SEC-reporting companies to six months, subject to certain conditionsPermit unlimited resale by non-affiliate holders of restricted securities by complying only with the current public information condition for resale of restricted securities issued by SEC reporting companies made after the six-month holding period; and without complying with any Rule 144 conditions for resale of restricted securities issued by both SEC reporting and non-reporting companies made after a one-year holding period.permit resale of equity securities by affiliates that meet certain conditions through riskless principal transactions and brokers’ transactions in which the broker has published bid and asked quotations for the security in an alternative trading system.Eliminate the manner of sale conditions and ease the volume limitations for resale of debt securities by affiliates.Increase the thresholds that trigger the Form 144 filing requirement to 5,000 shares or $50,000.The SEC did not adopt previously proposed provisions relating to the tolling of holding periods in connection with hedging transactions.The amendments will become effective on February 15, 2008, and will apply to securities acquired before or after that date. BackgroundRule 144 regulates the resale of “restricted securities”1 and “control securities,”2 by establishing certain conditions that must be satisfied in order for the resale to be exempt from the Securities Act registration requirements pursuant to Section 4(1) of the Securities Act—a safe harbor from “underwriter” status for the selling security holder. The conditions include the following:There must be adequate current public information available about the issuer;If the securities being sold are restricted securities, the security holder must have held the security for a specified holding period;The resale must be within specified sales volume limitations;The resale must comply with the manner of sale requirements of the rule; andThe selling security holder must file Form 144 with the SEC if the amount of securities being sold exceeds specified thresholds.".
- Q5469889 abstract "On December 6, 2007, the SEC published final rules revising Rule 144 under the Securities Act of 1933, which regulates the resale of restricted securities and securities held by affiliates. The amendments to Rule 144, among other things:Shorten the holding period for affiliate and non-affiliate holders of restricted securities of SEC-reporting companies to six months, subject to certain conditionsPermit unlimited resale by non-affiliate holders of restricted securities by complying only with the current public information condition for resale of restricted securities issued by SEC reporting companies made after the six-month holding period; and without complying with any Rule 144 conditions for resale of restricted securities issued by both SEC reporting and non-reporting companies made after a one-year holding period.permit resale of equity securities by affiliates that meet certain conditions through riskless principal transactions and brokers’ transactions in which the broker has published bid and asked quotations for the security in an alternative trading system.Eliminate the manner of sale conditions and ease the volume limitations for resale of debt securities by affiliates.Increase the thresholds that trigger the Form 144 filing requirement to 5,000 shares or $50,000.The SEC did not adopt previously proposed provisions relating to the tolling of holding periods in connection with hedging transactions.The amendments will become effective on February 15, 2008, and will apply to securities acquired before or after that date. BackgroundRule 144 regulates the resale of “restricted securities”1 and “control securities,”2 by establishing certain conditions that must be satisfied in order for the resale to be exempt from the Securities Act registration requirements pursuant to Section 4(1) of the Securities Act—a safe harbor from “underwriter” status for the selling security holder. The conditions include the following:There must be adequate current public information available about the issuer;If the securities being sold are restricted securities, the security holder must have held the security for a specified holding period;The resale must be within specified sales volume limitations;The resale must comply with the manner of sale requirements of the rule; andThe selling security holder must file Form 144 with the SEC if the amount of securities being sold exceeds specified thresholds.".